Search for: "OXFORD GLOBAL ADVISORS LLC"
Results 1 - 20
of 21
Sorted by Relevance
|
Sort by Date
26 Nov 2009, 4:30 am
Kiley, both Minnesota residents, allegedly operated a foreign currency investment scam through their four main entities: UBS Diversified Growth LLC, Universal Brokerage FX Management LLC, Oxford Global Advisors LLC, and Oxford Global Partners LLC. [read post]
15 May 2014, 12:57 pm
– an Oxford, Connecticut based financial advisor – was arrested by the FBI on a federal criminal complaint charging him with defrauding multiple investors in a Ponzi scheme. [read post]
8 Feb 2012, 1:51 pm
LLC 4,243.80 500+ Roswell, GA 8 Edelman Financial Services LLC 4,048.60 500+ Fairfax, VA 9 Clarfeld Financial Advisors Inc. 2,630.80 251-500 Tarrytown, NY 10 1st Global Advisors Inc. 2,363.50 500+ Dallas, TX 11 GW & Wade LLC 2,178.90 500+ Wellesley, MA 12 Harris SBSB 2,050.00 500+ McLean, VA 13 R.M. [read post]
7 Jan 2013, 6:30 am
The root of the scheme was a complicated currency investment program allegedly concocted by Burnsville money manager Trevor Cook and operated through Cook’s currency trading firm, Oxford Global Advisors. [read post]
2 May 2012, 12:51 pm
According to the indictment, Vishnevetsky offered and sold investments, including commodities and promissory notes, primarily through Hodges Trading, LLC, and Oxford Capital, LLC, which purported to be in the business of providing brokerage/management services to investors and of managing commodities funds, including the Oxford Global Macro Fund, the Oxford Global Arbitrage Fund, and the Quantum Global Fund, which existed in… [read post]
2 May 2012, 12:51 pm
According to the indictment, Vishnevetsky offered and sold investments, including commodities and promissory notes, primarily through Hodges Trading, LLC, and Oxford Capital, LLC, which purported to be in the business of providing brokerage/management services to investors and of managing commodities funds, including the Oxford Global Macro Fund, the Oxford Global Arbitrage Fund, and the Quantum Global Fund, which existed in… [read post]
25 Apr 2019, 11:59 am
According to FINRA Disciplinary actions for April 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Corp Boggs, Marcus Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America… [read post]
1 May 2020, 6:02 am
Dean, Mayer Brown LLP, on Monday, April 27, 2020 Tags: CARES Act, Compensation disclosure, COVID-19, Disclosure, Equity-based compensation, Executive Compensation, Executive performance, Firm performance, Pay for performance, Performance measures, Section 162(m), Stock options Is Financial Globalization in Reverse after the 2008 Global Financial Crisis? [read post]
3 Dec 2021, 6:00 am
Bennett Freeman is principal at Bennett Freeman Associates LLC. [read post]
7 Nov 2008, 3:57 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: What will the Obama Presidency mean for intellectual property in the US and internationally? [read post]
10 Jan 2012, 3:36 pm
He also is accused of stealing $7M from Global Advisors LLC, which he owns. [read post]
18 Apr 2008, 2:00 am
, Global Global - General Candidates for post of WIPO Director General present their platforms: (WIPO), IP is not a thing: (Dilanchian), FOSS adoption and consumer welfare: (IPcentral) Global - Trade Marks / Domain Names / Brands Manufacturers becoming brand licensing companies: (IP ThinkTank), Anti-Counterfeiting Trade Agreement moves forward: (Michael Geist) Global - Patents Office Open XML voted to become official standard, so out… [read post]
2 Jun 2016, 5:23 am
Kiley, UBS Diversified Growth, LLC, Universal Brokerage FX Management, LLC, Oxford Global Advisors, LLC, and Oxford Global Partners, LLCCase number: 09-cv-03333 (United States District Court for the District of Minnesota)Case filed: November 23, 2009Qualifying Judgment/Order: January 12, 2016 3/31/2016 6/29/2016 2016-41 In the Matter of PTC Inc.Administrative Proceeding File No.: 3-17118Case filed: February 16, 2016Qualifying… [read post]
3 Nov 2017, 6:02 am
., on Friday, October 27, 2017 Tags: Boards of Directors, Director nominations, Hedge funds, Institutional Investors, Proxy advisors, Proxy contests, Shareholder activism, Shareholder voting Not All TSR Incentive Plans are Created Equal Posted by Charlie Pontrelli, Equilar, Inc., on Saturday, October 28, 2017 Tags: Equity-based compensation, Incentives, Pay for performance, Performance measures, Say on… [read post]
13 May 2011, 4:03 pm
He holds a bachelor’s degree in literature from Harvard and a doctorate in social anthropology from Oxford University. [read post]
22 Nov 2019, 5:51 am
Hellmann (University of Oxford), on Monday, November 18, 2019 Tags: Capital formation, IPOs, Private equity, Private firms, Tech companies, Venture capital firms 2019 U.S. [read post]
14 Sep 2018, 6:12 am
Hopt (Max Planck Institute), on Tuesday, September 11, 2018 Tags: Bank boards, Banks, Boards of Directors, Financial crisis, Financial institutions, Financial regulation, Systemic risk Engaging with Rakhi Kumar of State Street Global Advisors Posted by Andrew Letts, CamberView Partners, on Tuesday, September 11, 2018 Tags: Boards of Directors, Engagement, Environmental disclosure, ESG, Institutional… [read post]
12 Aug 2008, 2:00 pm
Insurance 3 Ben Silver Fuel Outdoor Acquisitions 3 Alex Yaroslavsky Yaro Group, LLC Mediator 3 David Cassese Apex Appraisal Group Appraisal - Residential 2 Paul Wong Concept Realty NY Commercial Broker 1 Sherri Fried RED STONE TITLE & ABSTRACT, LLC Title Insurance 3 AARON KAGAN STUYVESANT HEIGHTS PROPERTIES LLC INVESTOR/OWNER 2 Franklin Burrowes OODA & Co, Inc Investor / Owner 3 Ronald Gold Gold Appraisal … [read post]
31 Oct 2023, 8:41 am
Privacy Concerns in Archival Records, Margot Note Consulting LLC (Nov. 15, 2021). [read post]
14 Feb 2010, 7:18 pm
Click Here EPA Orders Linn Energy, LLC to Stop Discharging. [read post]
